DFX Intelligence
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Registered advisor
D•••• M•••••• G•••
Feed of 09/15/2026
Also filed as D•••• M• G•••
At current firm
12 y
since Feb 6, 2014
In the industry
31 y
since Oct 17, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Branch Managerreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Feb 6, 2014 · Osterville, Ma
- R••• B••• • C•• unclassifiedDec 15, 2005 to Jun 5, 2007 · Boston, Ma
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 3, 2003 to Dec 16, 2004 · Tampa, Fl
- U•• F•••••••• S••••••• I••• wirehouseFeb 9, 2001 to Mar 10, 2003 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- R••• B••• • C•• to S•••••• N••••••• • C••••••• I•••••••••left Jun 5, 2007, registered Feb 6, 2014 (2438 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R••• B••• • C••left Dec 16, 2004, registered Dec 15, 2005 (364 days) · Other
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Mar 10, 2003, registered Mar 3, 2003 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address