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R•••• L•• I••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Colorado Springs, Co IAPD 2547424
As of · the IAPD feed; also filed as R••• I••••••••• I••••
- At current firm
- 19 y
- In the industry
- 31 y
- Prior registered firms
- 2
- Signals
- 0
since Jan 17, 2007
As of · the IAPD feed; also filed as R••• I••••••••• I••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 17, 2007 · Wichita, Ks
- I•••• F•••••••• S•••••••• I••• unclassifiedApr 26, 1996 to Dec 31, 2002 · Wichita, Ks
- I•••• F•••••••• S•••••••• I••• unclassifiedApr 26, 1996 to Jul 29, 2010
Moves
a registration end followed by a registration begin elsewhere
- I•••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 29, 2010, registered Jan 17, 2007 (-1289 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address