DFX Intelligence
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Registered advisor
A•••••••• J••••• D••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as A•••••••• M••••••••• D••••••••• M••••••••• D••••••••• J••••• D•••••
At current firm
21 y
since Mar 28, 2005
In the industry
26 y
since Mar 28, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 28, 2005 · Frederick, Md
- V••• F•••••••• A•••••••• L•• unclassifiedMar 28, 2000 to Jul 12, 2005 · Frederick, Md
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 12, 2005, registered Mar 28, 2005 (-106 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address