DFX Intelligence
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Registered advisor
K•••• J•••• B••••••••
Feed of 09/15/2026
At current firm
5 y
since Jul 2, 2021
In the industry
31 y
since Jan 12, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 2, 2021 · Jennings, La
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Jul 6, 2021 · Jennings, La
- C••••• I••••••••• S••••••• L•• formerApr 4, 2012 to Jan 21, 2014 · Jennings, La
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Jul 6, 2021, registered Jul 2, 2021 (-4 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address