DFX Intelligence
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Registered advisor
J•••• M••••••••• B••••
Feed of 09/14/2026
At current firm
16 y
since Feb 2, 2010
In the industry
31 y
since Jan 23, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 2, 2010 · Charlotte, Nc
- G•••••••• F••••••••• I•• unclassifiedJul 1, 2004 to Jan 27, 2010 · Charlotte, Nc
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedDec 31, 2001 to Jul 8, 2004 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- G•••••••• F••••••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 27, 2010, registered Feb 2, 2010 (6 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to G•••••••• F••••••••• I••left Jul 8, 2004, registered Jul 1, 2004 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address