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Registered advisor
M•••• G••• T••••••
Feed of 09/14/2026
Also filed as M•••• G••• T••••••
At current firm
11 y
since Jul 30, 2015
In the industry
30 y
since Nov 13, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 30, 2015 · San Luis Obispo, Ca
- O•••• W•••••• I••• BD affiliatedJan 24, 2008 to Mar 25, 2008 · Lake Forest, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Mar 25, 2008, registered Jul 30, 2015 (2683 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address