DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M••••• D••••• P•••••••••
Feed of 09/15/2026
Also filed as M••••• D••••• G••••••••• P••••••••• D••••• G••••••
At current firm
3 y
since Jul 11, 2023
In the industry
13 y
since Oct 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jul 11, 2023 · Papillion, Ne
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 12, 2020 to Jul 11, 2023 · Walnut Creek, Ca
- F•••• A••••• A••••••• S•••••••• I••• formerApr 15, 2019 to Nov 12, 2020 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to O•••• W•••••• I•••left Jul 11, 2023, registered Jul 11, 2023 (0 days) · Affiliated broker-dealer or bank to another
- F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJul 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address