DFX Intelligence
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Registered advisor
S••••• N• S•••••••
Feed of 09/14/2026
At current firm
10 y
since Nov 18, 2015
In the industry
31 y
since Apr 21, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Nov 18, 2015 · Dallas, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 13, 2005 to Feb 2, 2009 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to O••••••••• • C•• I•••left Feb 2, 2009, registered Nov 18, 2015 (2480 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address