DFX Intelligence
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Registered advisor
D•••• M•••••• B••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
At current firm
15 y
since Feb 11, 2011
In the industry
30 y
since Sep 20, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 11, 2011 · Port Huron, Mi
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Feb 9, 2011 · Port Huron, Mi
- B••• O•• S••••••••• C••••••••• unclassifiedJan 24, 2005 to Jul 6, 2005 · Port Huron, Mi
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to A••••••••• F•••••••• S•••••••• L••left Feb 9, 2011, registered Feb 11, 2011 (2 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address