DFX Intelligence
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Registered advisor
K•••• E•••••• B••••••••
Feed of 09/14/2026
At current firm
17 y
since Mar 27, 2009
In the industry
31 y
since May 2, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 27, 2009 · Virginia Beach, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Apr 15, 2009 · Virginia Beach, Va
- L••• M•••• W••• W•••••• I••••••••• unclassifiedJan 30, 2002 to Feb 21, 2006 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to A••••••••• F•••••••• S•••••••• L••left Apr 15, 2009, registered Mar 27, 2009 (-19 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address