DFX Intelligence
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Registered advisor
M••• J••••• B•••••
Feed of 09/15/2026
Also filed as J•••• S• W••••••••• S• W••••••••• S••••••• W••••••••• J••••• W••••••••• J••••• W••••••••• S• W••••••••• J• B••••••••• S••••••• B••••••••• B•••••
At current firm
17 y
since Dec 23, 2008
In the industry
31 y
since Jun 14, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Dec 23, 2008 · Houston, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 15, 1995 to Nov 15, 2008 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Nov 15, 2008, registered Dec 23, 2008 (38 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address