DFX Intelligence
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T•••••• J• H•••••
As of · the IAPD feed; also filed as T•••••• J• G••••••
- At current firm
- 3 y
- In the industry
- 31 y
- Prior registered firms
- 2
- Signals
- 0
since May 25, 2023
As of · the IAPD feed; also filed as T•••••• J• G••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince May 25, 2023 · Phoenix, Az
- C•••• I••••••••• S••••••• C•••• formerMay 17, 2006 to Jun 25, 2009 · Phoenix, Az
- B••• O•• S••••••••• C••••••••• unclassifiedOct 30, 2002 to May 1, 2006 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to C•••••• S••••• • C••• I•••left Jun 25, 2009, registered May 25, 2023 (5082 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left May 1, 2006, registered May 17, 2006 (16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address