DFX Intelligence
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C••••••••• D•• J••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Dallas, TxIAPD 2621034
Chartered Financial Consultant
As of · the IAPD feed; also filed as C•••• D• J••••••••• D• J••••••
- At current firm
- 12 y
- In the industry
- 31 y
- Prior registered firms
- 1
- Signals
- 0
since Jun 30, 2014
As of · the IAPD feed; also filed as C•••• D• J••••••••• D• J••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 30, 2014 · Dallas, Tx
- E•••••••• A•••••••• L•• national BDJul 6, 1995 to Jul 9, 2014 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 9, 2014, registered Jun 30, 2014 (-9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address