DFX Intelligence
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Registered advisor
M••••••• S•••• B•••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
16 y
since Jun 11, 2010
In the industry
31 y
since Jul 27, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 11, 2010 · Troy, Mi
- P••••••••• E••••• G••••• L•• unclassifiedMay 14, 1999 to Feb 5, 2003 · W. Bloomfield, Mi
Moves
a registration end followed by a registration begin elsewhere
- P••••••••• E••••• G••••• L•• to A••••••••• F•••••••• S•••••••• L••left Feb 5, 2003, registered Jun 11, 2010 (2683 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address