DFX Intelligence
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Registered advisor
B•••••• B••
Feed of 09/14/2026
Also filed as B•••••• I• B•••••••• I• B•••••••• I• B••••••••• I• B••••••••• I• B••
At current firm
3 y
since Dec 15, 2022
In the industry
30 y
since Jan 23, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 15, 2022 · Los Angeles, Ca
- E•••••••• A•••••••• L•• national BDJan 11, 2000 to Dec 19, 2022 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 19, 2022, registered Dec 15, 2022 (-4 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedDec 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address