DFX Intelligence
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Registered advisor
M•••••• P•••••
Feed of 09/14/2026
At current firm
12 y
since Jun 23, 2014
In the industry
31 y
since Sep 8, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• P••••• A•••••• L•• state registered currentsince Jun 23, 2014 · Bedford, Ny
- S•••••• N••••••• • C••••••• I••••••••• national BDJan 12, 2008 to Apr 3, 2014 · White Plains, Ny
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to M•••••• P••••• A•••••• L••left Apr 3, 2014, registered Jun 23, 2014 (81 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address