DFX Intelligence
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Registered advisor
B•••••• D•••• F•••
Feed of 09/14/2026
At current firm
15 y
since Apr 26, 2011
In the industry
31 y
since Jul 31, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 26, 2011 · Big Rapids, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 31, 2009 to Apr 29, 2011 · Big Rapids, Mi
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 29, 2011, registered Apr 26, 2011 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address