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Registered advisor

J••••••• V•••• B••••••••

U•• F•••••••• S••••••• I•••wirehouseDenver, Co dual registrantIAPD 2633169
Feed of 09/15/2026
At current firm
17 y
since Dec 5, 2008
In the industry
28 y
since Jul 7, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
20
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • M••••• S•••••• • C•• L•• unclassified
    Apr 2, 2007 to Dec 8, 2008 · Lincoln, Ne
  • M••••• S•••••• D• I••• unclassified
    Aug 11, 2000 to Apr 2, 2007 · Lincoln, Ne
Moves
a registration end followed by a registration begin elsewhere
  • M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
    left Dec 8, 2008, registered Dec 5, 2008 (-3 days) · corporate re-registration, not a move
  • M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
    left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
28derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address