DFX Intelligence
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Registered advisor
P••• M•••••• B•••••••
Certified Financial Planner · Personal Financial Specialist
Feed of 09/14/2026
Also filed as P••• M• B•••••••
At current firm
22 y
since Jul 2, 2004
In the industry
31 y
since Jul 20, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jul 2, 2004 · Northbrook, Il
- G••••••• F•••••••• P••••••• C••••••••• unclassifiedJun 30, 2000 to Jul 2, 2004 · Skokie, Il
Moves
a registration end followed by a registration begin elsewhere
- G••••••• F•••••••• P••••••• C••••••••• to C••••• I••••••••• A••••••• L••left Jul 2, 2004, registered Jul 2, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address