DFX Intelligence
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Registered advisor
J••• W•••••• B••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••• W•••••• B••••••••• W•••••• B••••••••
At current firm
4 y
since Feb 8, 2022
In the industry
30 y
since Oct 24, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Feb 8, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 24, 2020 to Sep 7, 2023 · West Palm Beach, Fl
- T• A••••••••• I••• formerMar 20, 2020 to Oct 14, 2022 · West Palm Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 20, 2005 to Dec 24, 2018 · West Palm Beach, Fl
- M••••• S•••••• D• I••• unclassifiedOct 24, 1995 to Sep 20, 2005 · Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Feb 8, 2022 (-576 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Mar 24, 2020 (-934 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••left Dec 24, 2018, registered Mar 20, 2020 (452 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 20, 2005, registered Sep 20, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address