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Registered advisor
J•• M•••••• T•••••
Feed of 09/14/2026
Also filed as J•• M•••••• T•••••
At current firm
10 y
since Sep 13, 2016
In the industry
30 y
since Nov 7, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 13, 2016 · Lumberton, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Sep 8, 2016 · Mount Laurel, Nj
- A••••••••• A•••••• S•••••••• I••• unclassifiedJun 26, 2003 to Oct 5, 2009 · Mount Laurel, Nj
- C•••••• L•• independent RIANov 20, 2002 to Jun 25, 2003 · Marlton , Nj
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Sep 8, 2016, registered Sep 13, 2016 (5 days) · Other · moved with a team
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- C•••••• L•• to A••••••••• A•••••• S•••••••• I•••left Jun 25, 2003, registered Jun 26, 2003 (1 day) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address