DFX Intelligence
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Registered advisor
C••••••••• C•••••• K•••
Feed of 09/14/2026
Also filed as C••••••••• C•••••• K••••••••• K•••
At current firm
12 y
since Aug 29, 2014
In the industry
27 y
since Nov 12, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 29, 2014 · Indianapolis, In
- R•••••• J•••• • A••••••••• I••• national BDJun 23, 2008 to Sep 5, 2014 · Carmel, In
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Sep 5, 2014, registered Aug 29, 2014 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address