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B•••• C••• K•••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Arlington, TxIAPD 2675503
As of · the IAPD feed
- At current firm
- 10 y
- In the industry
- 30 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 21, 2016
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 21, 2016 · Arlington, Tx
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedNov 27, 1995 to Apr 28, 2016 · Arlington, Tx
Moves
a registration end followed by a registration begin elsewhere
- T••••••••• F•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 28, 2016, registered Apr 21, 2016 (-7 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address