DFX Intelligence
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Registered advisor
K••• D•••••• F•••••
Feed of 09/14/2026
Also filed as K••• D• F•••••
At current firm
14 y
since Sep 28, 2011
In the industry
30 y
since Nov 24, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Sep 28, 2011 · Boulder, Co
- K••• B•••• F•••••••• P•••••••• I••• unclassifiedApr 26, 2002 to Dec 1, 2014 · Bala Cynwyd, Pa
Moves
a registration end followed by a registration begin elsewhere
- K••• B•••• F•••••••• P•••••••• I••• to E•••••••• A•••••••• L••left Dec 1, 2014, registered Sep 28, 2011 (-1160 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address