DFX Intelligence
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Registered advisor
D••••• A•• T••••
Feed of 09/15/2026
At current firm
21 y
since Nov 26, 2004
In the industry
24 y
since Apr 1, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Nov 26, 2004 · Franklin, Wi
- S••••• C•••••• M••••••••• I•• unclassifiedOct 1, 2002 to Jan 9, 2003 · Menomonee Falls, Wi
Moves
a registration end followed by a registration begin elsewhere
- S••••• C•••••• M••••••••• I•• to N••••••••• M••••• I••••••••• S•••••••••left Jan 9, 2003, registered Nov 26, 2004 (687 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address