DFX Intelligence
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Registered advisor
M••••• L•• E••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedCorpus Christi, Txdual registrantIAPD 2693722
Feed of 09/14/2026
Also filed as M••••• L•• E••••••••• E••••
At current firm
17 y
since Apr 23, 2009
In the industry
30 y
since Feb 5, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 23, 2009 · Corpus Christi, Tx
- U•• F•••••••• S••••••• I••• wirehouseMar 27, 1997 to May 13, 2009 · Corpus Christi, Tx
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 13, 2009, registered Apr 23, 2009 (-20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address