DFX Intelligence
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Registered advisor
W•••••• W•••••••• Y••••
Feed of 09/14/2026
At current firm
4 y
since Dec 3, 2021
In the industry
29 y
since Dec 13, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Branch Operations Managerreportedstifelboston.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Dec 3, 2021 · Boston, Ma
- R•••••• J•••• • A••••••••• I••• national BDMay 3, 2018 to Aug 25, 2020 · Boston, Ma
- R•• C•••••• M••••••• L•• national BDJul 25, 2011 to Apr 17, 2018 · Wellesley Hills, Ma
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Aug 25, 2020, registered Dec 3, 2021 (465 days) · Affiliated broker-dealer or bank to another
- R•• C•••••• M••••••• L•• to R•••••• J•••• • A••••••••• I•••left Apr 17, 2018, registered May 3, 2018 (16 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address