DFX Intelligence
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Registered advisor
O•••••• G•••••
Feed of 09/14/2026
Also filed as O•••••• A•••••• G••••••••• A•••••• G•••••
At current firm
11 y
since Jan 2, 2015
In the industry
30 y
since Aug 23, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 2, 2015 · Boca Raton, Fl
- T• A••••••••• I••• formerApr 6, 2022 to Oct 14, 2022 · Winter Park, Fl
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to no registered destinationleft Oct 14, 2022 · Departure, no registered destination
Signals
- ••• LockedOct 14, 2022 · Advisor departure · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address