DFX Intelligence
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Registered advisor
J•••• K• H•• T••
Feed of 09/14/2026
Also filed as K• H•• T•••••••• T••
At current firm
7 y
since Jan 28, 2019
In the industry
30 y
since May 24, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Jan 28, 2019 · Redwood City, Ca
- I••••••••• A••••••• I••••••••• I••• unclassifiedSep 23, 2008 to Jan 6, 2012 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Jan 6, 2012, registered Jan 28, 2019 (2579 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address