DFX Intelligence
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Registered advisor
D••••• L••• H••••••
Feed of 09/14/2026
Also filed as D•• H••••••
At current firm
15 y
since Jul 27, 2011
In the industry
30 y
since Apr 17, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jul 27, 2011 · Greenville, Sc
- S••••••••• A•••••• A•••••••• I••• formerSep 15, 2008 to Aug 2, 2011 · Greenville, Sc
- L•• F•••••••• L•• BD affiliatedDec 5, 2006 to Sep 15, 2008 · Greenville, Sc
- S••••••••• A•••••• A•••••••• I••• formerFeb 1, 2002 to Aug 20, 2007 · Greenville, Sc
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Aug 2, 2011, registered Jul 27, 2011 (-6 days) · Other
- L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Sep 15, 2008, registered Sep 15, 2008 (0 days) · Other
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Aug 20, 2007, registered Dec 5, 2006 (-258 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address