DFX Intelligence
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Registered advisor
P•••• F• C•••••
Feed of 09/14/2026
Also filed as P•••• C••••••••• F•••••••• C••••••••• F• C•••••
At current firm
22 y
since Feb 12, 2004
In the industry
24 y
since Aug 12, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Feb 12, 2004 · Columbus, Oh
- U•• F•••••••• S••••••• I••• wirehouseAug 15, 2002 to Feb 13, 2004 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to C•••••• S••••• • C••• I•••left Feb 13, 2004, registered Feb 12, 2004 (-1 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address