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Registered advisor

Q•••• N• B••

U•• F•••••••• S••••••• I•••wirehouseTacoma, Wadual registrantIAPD 2768876
Feed of 09/14/2026
Also filed as Q•••• N••• B••
At current firm
19 y
since Feb 9, 2007
In the industry
30 y
since Aug 16, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • K•••••• C•••••• M•••••• I••• unclassified
    Jun 6, 2006 to Feb 9, 2007 · Portland, Or
  • M••••• S•••••• D• I••• unclassified
    Sep 16, 1997 to May 26, 2006 · Tacoma, Wa
Moves
a registration end followed by a registration begin elsewhere
  • K•••••• C•••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
    left Feb 9, 2007, registered Feb 9, 2007 (0 days) · corporate re-registration, not a move
  • M••••• S•••••• D• I••• to K•••••• C•••••• M•••••• I•••
    left May 26, 2006, registered Jun 6, 2006 (11 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
30derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address