DFX Intelligence
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Feed of 09/14/2026
Also filed as L•••• M•••
At current firm
11 y
since Feb 19, 2015
In the industry
30 y
since Sep 12, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Feb 19, 2015 · Ann Arbor, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Feb 20, 2015 · New Port Richey, Fl
- A••••••••• A•••••• S•••••••• I••• unclassifiedJul 14, 2003 to Oct 5, 2009 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to S••left Feb 20, 2015, registered Feb 19, 2015 (-1 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address