DFX Intelligence
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Registered advisor
C••••••••• S•••••• C••••••
Feed of 09/14/2026
At current firm
4 y
since Jan 25, 2022
In the industry
29 y
since Oct 23, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 25, 2022 · Knoxville, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 19, 2008 to Jan 27, 2022 · Knoxville, Tn
- U•• F•••••••• S••••••• I••• wirehouseJan 14, 2004 to Aug 29, 2008 · Knoxville, Tn
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Jan 27, 2022, registered Jan 25, 2022 (-2 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 29, 2008, registered Aug 19, 2008 (-10 days) · Wirehouse to wirehouse
Signals
- ••• LockedJan 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address