DFX Intelligence
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Registered advisor
R•••••• A••• L••••••••
Feed of 09/14/2026
Also filed as R••• L••••••••• A• L••••••••
At current firm
1 y
since Feb 21, 2025
In the industry
29 y
since Feb 28, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 21, 2025 · Lawrenceburg, In
- A••••••••• F•••••••• S•••••••• L•• national BDDec 14, 1998 to Feb 25, 2025 · Harrison, Oh
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 25, 2025, registered Feb 21, 2025 (-4 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedFeb 25, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address