DFX Intelligence
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E••• M•••••• J•••••••
Certified Financial Planner · Chartered Financial Consultant
As of · the IAPD feed; also filed as E••• J•••••••
- At current firm
- 13 y
- In the industry
- 26 y
- Prior registered firms
- 1
- Signals
- 0
since Dec 12, 2012
As of · the IAPD feed; also filed as E••• J•••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Dec 12, 2012 · Davenport, Ia
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 4, 2010 to Nov 27, 2012 · Moline, Il
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to C•••••• S••••• • C••• I•••left Nov 27, 2012, registered Dec 12, 2012 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address