DFX Intelligence
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Registered advisor
S••• P•••••• O•••••
Chartered Financial Analyst
Feed of 09/14/2026
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreporteddohenyasset.comfirm site, Sep 24, 2026
At current firm
1 y
since Jan 1, 2025
In the industry
29 y
since Apr 2, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Managing Partner, Director of Researchreporteddohenyasset.comfirm site, Sep 16, 2026
Registration history
IAPD current and previous registrations
- D••••• A•••• M••••••••• L••••• independent RIA currentsince Jan 1, 2025 · Los Angeles, Ca
- C•••••••• C•••••• M••••••••• unclassifiedFeb 2, 2021 to May 4, 2024 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• C•••••• M••••••••• to D••••• A•••• M••••••••• L•••••left May 4, 2024, registered Jan 1, 2025 (242 days) · Other
Signals
- ••• LockedMay 4, 2024 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address