DFX Intelligence
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Registered advisor
J•••••• A•••• F•••
Feed of 09/14/2026
At current firm
6 y
since Jun 10, 2020
In the industry
29 y
since Jan 3, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 10, 2020 · Wexford, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 26, 2011 to Jun 10, 2020 · Pittsburgh, Pa
- E•••••••• A•••••••• L•• national BDJun 1, 2005 to Feb 17, 2011 · New York, Ny
- M••• S••••••••• C••••••••• unclassifiedMar 16, 2004 to Jun 1, 2005 · Jeanette, Pa
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 10, 2020, registered Jun 10, 2020 (0 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left Feb 17, 2011, registered Apr 26, 2011 (68 days) · Other
- M••• S••••••••• C••••••••• to E•••••••• A•••••••• L••left Jun 1, 2005, registered Jun 1, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address