DFX Intelligence
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Registered advisor
J•••• A••••• R•••
Feed of 09/14/2026
Also filed as J•••• A• R•••
At current firm
0 y
since Feb 13, 2026
In the industry
29 y
since Jan 30, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Milwaukee, Wi
- U••• B•••••• I••••••••• I••• formerJan 10, 2005 to Feb 13, 2026 · Milwaukee, Wi
- B••• O•• S••••••••• C••••••••• unclassifiedNov 18, 2004 to Jan 5, 2005 · Waukesha, Wi
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to U••• B•••••• I••••••••• I•••left Jan 5, 2005, registered Jan 10, 2005 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address