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M••• S••••• S•••••••
Sr. VP/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Morristown, NjIAPD 2841779
As of · the IAPD feed
- At current firm
- 19 y
- In the industry
- 28 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 21, 2007
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Sr. VP/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Aug 21, 2007 · Morristown, Nj
- R••• B••• • C•• unclassifiedDec 15, 2004 to Aug 21, 2007 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- R••• B••• • C•• to S•••••• N••••••• • C••••••• I•••••••••left Aug 21, 2007, registered Aug 21, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address