DFX Intelligence
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Registered advisor
S•••• P••• S•••••••••
Feed of 09/14/2026
At current firm
1 y
since Jul 15, 2025
In the industry
29 y
since Mar 19, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jul 15, 2025 · Plymouth, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDNov 3, 2023 to Jul 23, 2025 · Bloomfield Hills, Mi
- C••••••• S••••••••• formerOct 9, 2015 to Nov 3, 2023 · Detroit, Mi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jul 23, 2025, registered Jul 15, 2025 (-8 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJul 23, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address