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Registered advisor
C•••••••• P• B•••••••••
Feed of 09/14/2026
Also filed as C••••• B••••••••• P••••••• B••••••••• P••••••• B•••••••••
At current firm
18 y
since Nov 9, 2007
In the industry
18 y
since Nov 1, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Nov 9, 2007 · Westport, Ct
- M••••• S•••••• • C•• L•• unclassifiedNov 6, 2007 to Nov 13, 2007 · Fairfield, Ct
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Nov 13, 2007, registered Nov 9, 2007 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address