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Registered advisor
A••• P••• H•••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseWestlake Village, Cadual registrantIAPD 2860466
Feed of 09/14/2026
At current firm
19 y
since Jan 16, 2007
In the industry
29 y
since Aug 15, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jan 16, 2007 · Westlake Village, Ca
- U•• F•••••••• S••••••• I••• wirehouseJan 26, 1999 to Jan 23, 2007 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 23, 2007, registered Jan 16, 2007 (-7 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address