DFX Intelligence
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Registered advisor
D•••• T••• D••••••••
Feed of 09/14/2026
Also filed as D•••• T••• D••••••••• T••• D••••••••
At current firm
3 y
since Oct 5, 2022
In the industry
30 y
since Jan 1, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Oct 5, 2022 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 12, 2007 to Nov 20, 2013 · Bellevue, Ne
- T• A••••••••• I••• formerJan 12, 2007 to Oct 14, 2022 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Oct 14, 2022, registered Oct 5, 2022 (-9 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Nov 20, 2013, registered Jan 12, 2007 (-2504 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address