DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
W•••• A• F••••••
Feed of 09/14/2026
Also filed as W•••• A•• S••••••••• A•• S••••••••• A•• F••••••
At current firm
2 y
since Feb 21, 2024
In the industry
26 y
since Mar 1, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 21, 2024 · Doylestown, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 16, 2012 to Feb 22, 2024 · Doylestown, Pa
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Feb 22, 2024, registered Feb 21, 2024 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedFeb 22, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address