DFX Intelligence
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Registered advisor
B•••• A• M•••••••
Feed of 09/15/2026
Also filed as B•••• M••••••••• A••••• M••••••••• A• M•••••••
At current firm
4 y
since Sep 9, 2022
In the industry
29 y
since May 21, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince Sep 9, 2022 · Woburn, Ma
- Q•••• • R•••••• I••• unclassifiedAug 28, 2002 to Aug 13, 2004 · Licoln, Ri
Moves
a registration end followed by a registration begin elsewhere
- Q•••• • R•••••• I••• to C••••••• S••••••••• I•••left Aug 13, 2004, registered Sep 9, 2022 (6601 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address