DFX Intelligence
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Registered advisor
E•••• G••••• S•••••
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as E•••• M••••••• G••••••••• M••••••• G••••••••• M••••••• S••••••••• M••••••• G••••• S•••••
At current firm
13 y
since Feb 25, 2013
In the industry
27 y
since Sep 24, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 14, 2026 · Fort Worth, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 25, 2013 · Fort Worth, Tx
- S••••••••• A•••••• A•••••••• I••• formerJun 29, 2005 to Feb 27, 2013 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 27, 2013, registered Feb 25, 2013 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address