DFX Intelligence
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H•••• L••• S••••••••
As of · the IAPD feed; also filed as H•••• L••• D•••••
- At current firm
- 12 y
- In the industry
- 28 y
- Prior registered firms
- 1
- Signals
- 0
since Jan 7, 2014
As of · the IAPD feed; also filed as H•••• L••• D•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jan 7, 2014 · Milwaukee, Wi
- R••••• W• B•••• • C•• I••••••••• mixed wealthOct 7, 1997 to Jul 26, 2012 · Milwaukee, Wi
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address