D•••• J••••• S•••••••

Feed of 09/15/2026

Also filed as D•••• J••••• S••••••••• J• S•••••••

At current firm

8 y

since Oct 13, 2017

In the industry

29 y

since Aug 13, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 30, 2008 to Oct 16, 2017 · Wayne, Nj
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Jun 2, 2008 · Morristown, Nj
M••••• S•••••• D• I••• unclassified
Jun 27, 2002 to Apr 2, 2007 · Morristown, Nj

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Oct 16, 2017, registered Oct 13, 2017 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 2, 2008, registered May 30, 2008 (-3 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address