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Registered advisor

L•••••• G••••••• H•••••

W•••••• B•••• • C•••••• L•••••BD affiliatedChicago, Il dual registrantIAPD 2907882
Feed of 09/19/2026
Also filed as L•••••• A••••••• G••••••••• A••••••• G•••••••
At current firm
11 y
since Aug 26, 2015
In the industry
26 y
since Oct 19, 1999 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    • ••• Locked
      Sep 18, 2026 · New state registration · fact
    Transition signals

    Mobility scoring is not published yet.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    Broker-dealer affiliated wealth managerderived
    Years in industry
    26derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, outside business text, branch street address